-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fhhbw3ys3UHhjh8X9mRQ2DPdUDilFgQFJPoQ/EsaCY7vlE6ywY6yDZ62KLHcX2Uz /oNyO1WTK24FLYfiTUQL9Q== 0000897069-02-000155.txt : 20020414 0000897069-02-000155.hdr.sgml : 20020414 ACCESSION NUMBER: 0000897069-02-000155 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SNAP ON INC CENTRAL INDEX KEY: 0000091440 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 390622040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33180 FILM NUMBER: 02549393 BUSINESS ADDRESS: STREET 1: 10801 CORPORATE DRIVE CITY: KENOSHA STATE: WI ZIP: 53141-1430 BUSINESS PHONE: 4146565200 MAIL ADDRESS: STREET 1: 10801 CORPORATE DRIVE CITY: KENOSHA STATE: WI ZIP: 53141 FORMER COMPANY: FORMER CONFORMED NAME: SNAP ON TOOLS CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SNAP ON INC BENEFIT TRUST CENTRAL INDEX KEY: 0001065862 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2801 80TH STREET CITY: KENOSHA STATE: WI ZIP: 53141 BUSINESS PHONE: 8007866600 MAIL ADDRESS: STREET 1: 2801 80TH STREET CITY: KENOSHA STATE: WI ZIP: 53141 SC 13G/A 1 sdc94a.txt 13G AMENDMENT NO. 5 - SNAPON INC SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* SNAP-ON INCORPORATED - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $1.00 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 83 3034101 ------------------------------------------------------------------------ (CUSIP Number) December 31, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 4 Pages - ---------------------------------------- ------------------------ CUSIP No. 83 3034101 Page 2 of 4 Pages - ---------------------------------------- ------------------------ ================================================================================ 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Snap-on Incorporated Benefit Trust - -------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------- ---------------------------------------------------------------------- 3 SEC USE ONLY - -------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Not Applicable - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 -------- -------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 5,986,287 (See Item 4) -------- -------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 -------- -------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH 5,986,287 (See Item 4) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,986,287 (See Item 4) - -------- ---------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] Not Applicable - -------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.4% - -------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. ================================================================================ - ---------------------------------------- ------------------------ CUSIP No. 83 3034101 Page 3 of 4 Pages - ---------------------------------------- ------------------------ This amendment relates to the Common Stock, $1.00 par value (the "Common Stock"), of Snap-on Incorporated (the "Company"), 2801 80th Street, Kenosha, WI 53141-1410. This Amendment is filed by the Snap-on Incorporated Benefit Trust (by the Northern Trust Company as Trustee), 2801 80th Street, Kenosha, WI 53141-1410. Item 4 is hereby amended in its entirety to read as follows: Item 4. Ownership: ------ --------- (a) Amount Beneficially Owned: 5,986,287* (b) Percent of Class: 9.4% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 0 (ii) shared power to vote or to direct the vote: 5,986,287* (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or to direct the disposition of: 5,986,287** - --------------- * The filing of this Statement on Schedule 13G by the Snap-on Incorporated Benefit Trust (the "Trust") does not constitute, and should not be construed as, an admission that either the Trust or the Northern Trust Company (the "Trustee"), beneficially owns any securities covered by this Statement or is required to file this Statement. In this connection, the Trust and the Trustee disclaim beneficial ownership of the securities covered by this Statement. The Trust is designed to acquire, hold and distribute shares of Company Common Stock for the purpose of funding certain benefit programs and compensation arrangements of the Company. If the Company sets a record date to determine shareholders entitled to vote at a shareholders' meeting, then the participants in such programs and arrangements, other than participants who are members of the Board of Directors of Snap-on Incorporated, to whom shares are deliverable as of the record date as a result of purchases pursuant to the Company's Employee Stock Ownership Plan or Franchised Dealer Stock Ownership Plan or pursuant to the exercise of stock options granted to such participants under the Company's Amended and Restated Snap-on Incorporated 1986 Incentive Stock Program, have the right to instruct the Trustee how to vote those deliverable shares at the meeting. Such deliverable shares will be voted in accordance with the directions to vote such shares from such participants. For all other shares of Company stock held in the Trust and for deliverable shares for which the Trustee has received no direction to vote, the Trustee will vote such shares in the same proportion as the outstanding shares that are not held by the Trust have been voted, subject to applicable law. ** Shares of Company stock in the Trust may be disposed of by the Trust or Trustee only in accordance with the terms of the Trust. - ---------------------------------------- ------------------------ CUSIP No. 83 3034101 Page 4 of 4 Pages - ---------------------------------------- ------------------------ SIGNATURE After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. February 14, 2002 Date SNAP-ON INCORPORATED BENEFIT TRUST By: /s/ Suzette Shepherd --------------------------------------- Name: Suzette Shepherd ---------------------------------- Title: Trust Officer --------------------------------- For The Northern Trust Company, as Trustee -----END PRIVACY-ENHANCED MESSAGE-----